Compliance Expertise You Can Trust

Our Experience

Having led compliance functions at major UK firms and spent years in regulatory supervision, we bring deep insight into the evolving compliance landscape. Our expertise spans retail, wholesale, and technology firms, giving us a broad perspective on the challenges businesses face.

Given our experience of building and restructuring compliance functions, managing S166 reviews, and working as senior regulators, we combine regulatory understanding with practical solutions to build resilient, risk-based compliance frameworks.

Our Services

We help firms design and implement a comprehensive approach to compliance, ensuring alignment with regulatory expectations and business objectives. Our services include:

  • Compliance Strategy - Developing a clear, effective compliance roadmap.

  • Compliance Function Design & Review - Structuring compliance teams and processes for efficiency.

  • Compliance Risk Appetite Design - Defining risk parameters that align with business goals.

  • Monitoring Frameworks - Implementing robust oversight approaches and reporting mechanisms.

  • Compliance Remediation -Addressing gaps and ensuring regulatory adherence.

  • Managing S166 Reviews - Navigating regulatory reviews with confidence and expertise.