Regulatory, Governance & Compliance Experts

At Rise Regulatory Consulting, we provide senior-level support to help firms strengthen governance, manage regulatory relationships, and build effective compliance frameworks.

We work with boards, compliance leaders, and regulatory affairs teams to meet regulatory expectations in a way that supports business goals and long-term success.

Our team brings hands-on experience as senior regulators, heads of compliance, and regulatory relations leads at major UK financial institutions. Over the past five years, we’ve also advised a wide range of retail, wholesale, and technology firms, offering perspective on regulatory trends, peer insights, and what good looks like in practice.

Whether you're preparing for a regulatory review, enhancing board effectiveness, or evolving your compliance approach, we deliver clear, practical guidance that works.

Our Services

  • Governance

    Ensuring your governance approach supports effective management, decision making and oversight - aligned with regulatory expectations

  • Regulatory Relations

    Support with every aspect of regulatory engagement to manage risk, build trust, and enable success in a highly regulated environment

  • Compliance

    Designing compliance functions, frameworks, and strategies that strengthen risk management, turning compliance into a competitive advantage

Contact Us

Interested in working together? Send us a message and we will be in touch shortly.